Brokerage services |Osaic FA with Sagemark Consulting

Brokerage services

As of May 6, 2024, Osaic FA, Inc. and Osaic FS, Inc. ("Osaic FA" and "Osaic FS" and formerly known as Lincoln Financial Advisors Corp. and Lincoln Financial Securities Corp.) are no longer affiliates of Lincoln National Corporation. The information and/or disclosures that are provided on this site and/or that are accessible via link(s) on this site are not related to any product or service offering of any affiliate of Lincoln National Corporation but rather relate to Osaic FA and/or Osaic FS. Lincoln National Corporation and its affiliates make no representation or warranty as to the content, accuracy or completeness of any information or disclosures that are provided on this site and/or that are accessible via link(s) on this site. Any questions regarding the information and/or disclosures that are provided on this site and/or that are accessible via link(s) on this site should be directed to Osaic FA and/or Osaic FS.

Osaic FA brokerage accounts offer features and services designed to help meet your needs. Your Osaic FA financial professional can help you determine which services are right for you.

Please view the features to learn about each service in detail.

National Financial Services, LLC^® (NFS)

As part of our effort to provide you with quality service, Osaic FA has a relationship with National Financial Services, LLC, Member New York Stock Exchange (NYSE) and member of the Securities Investors Protection Corporation (SIPC), a Fidelity^® Investments company, to provide trade execution, custody and other related services for your brokerage account. As custodian of your brokerage account, NFS, at the direction of Osaic FA, is responsible for:

The execution, clearance and settlement of securities transactions.
Preparing and sending periodic account statements and transaction confirmations.
The custody (or safekeeping), receipt, and delivery of funds and securities.

Securities and investment advisory services are offered through Osaic FA, Inc., broker-dealer, registered investment adviser, and member of FINRA and SIPC. Osaic FA, Inc. is separately owned and other entities and/or marketing names, products, or services referenced here are independent.

1301 South Harrison Street, Fort Wayne, IN., 46802, tel: 800-237-3813

Not all financial professionals with our firm are able to offer advisory services.

See Osaic FA’s Form CRS Customer Relationship Summary, available here, for succinct information about the relationships and services Osaic FA offers to retail investors, related fees and costs, specified conflicts of interest, standards of conduct, and disciplinary history, among other things. Osaic FA’s Forms ADV, Part 2A, which describe Osaic FA’s investment advisory services, Regulation Best Interest Disclosure Document, which describes Osaic FA’s broker-dealer services, and other client disclosure documents can be found here.

Wealthscape Investor^SM is a service mark of FMR LLC.

Fidelity Investments is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing and other financial products and services to institutions, financial intermediaries, and individuals. For more information about Fidelity Investments, visit Fidelity.com.

Fidelity Investments ("Fidelity") is an independent company, unaffiliated with Osaic FA. Fidelity is a service provider to Osaic FA. There is no form of legal partnership, agency affiliation, or similar relationship between your financial professional and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity is a registered service mark of FMR LLC. Fidelity Investments provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. 908746.2.0

Osaic FA and its affiliates do not provide tax, legal or accounting advice. Consult your tax professional for any tax, accounting or legal issues.

CRN-6659595-053024

OSAIC/FA				ADDITIONAL SUPPORT
Mailing Address: Osaic/FA 1301 S. Harrison Street / Suite 150 Fort Wayne, IN 46802				Questions about specific account issues: Brokerage Account Services/General Information
Investment Services and Trade Phone: 800-237-3813 Monday - Friday 8:30 a.m.-7:00 p.m. ET				Questions about accessing and ssing Wealthscape Investor^SM: Wealthscape Investor
				Questions about account aggregation: Aggregation Services Phone: 484-583-6893 Osaic.com/fa

National Financial Services, LLC® (NFS)

National Financial Services, LLC^® (NFS)