Brokerage services

National Financial Services, LLC^® (NFS)

As part of our effort to provide you with quality service, Osaic FS has a relationship with National Financial Services, LLC^®, Member New York Stock Exchange (NYSE) and member of the Securities Investors Protection Corporation (SIPC), a Fidelity^® Investments company, to provide trade execution, custody and other related services for your brokerage account.

As custodian of the brokerage account, NFS, at the direction of Osaic FS, is responsible for:

The execution, clearance and settlement of securities transactions.

Preparing and sending periodic account statements and transaction confirmations.

The custody (or safekeeping), receipt, and delivery of funds and securities.

Securities and investment advisory services are offered through Osaic FS, Inc., broker-dealer, registered investment adviser, and member of FINRA and SIPC. Additionally, investment advisory services may be offered through Sagemark Consulting, a marketing name for Osaic FS, Inc. Osaic FS, Inc. is separately owned and other entities and/or marketing names, products, or services referenced here are independent.

1301 South Harrison Street, Fort Wayne, IN., 46802, tel: 800-237-3813

Not all financial professionals with our firm are able to offer advisory services.

See Osaic FS’s Form CRS Customer Relationship Summary, available here, for succinct information about the relationships and services Osaic FS offers to retail investors, related fees and costs, specified conflicts of interest, standards of conduct, and disciplinary history, among other things. Osaic FS’s Forms ADV, Part 2A, which describe Osaic FS’s investment advisory services, Regulation Best Interest Disclosure Document, which describes Osaic FS’s broker-dealer services, and other client disclosure documents can be found here.

Wealthscape Investor^SM is a service mark of FMR LLC.

Fidelity Investments is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing and other financial products and services to institutions, financial intermediaries, and individuals. For more information about Fidelity Investments, visit Fidelity.com.

Fidelity Investments ("Fidelity") is an independent company, unaffiliated with Osaic FS. Fidelity is a service provider to Osaic FS. There is no form of legal partnership, agency affiliation, or similar relationship between your financial professional and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity is a registered service mark of FMR LLC. Fidelity Investments provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. 908746.2.0

Osaic FS and its affiliates do not provide tax, legal or accounting advice. Consult your tax professional for any tax, accounting or legal issues.

LFS-6659597-053024

OSAIC/FS				ADDITIONAL SUPPORT
Mailing Address: Osaic/FS 1301 S. Harrison Street / Suite 150 Fort Wayne, IN 46802				Questions about specific account issues: Brokerage Account Services/General Information
Investment Services and Trade: Phone: 800-237-3813 Monday - Friday 8:30 a.m.-7:00 p.m. ET				Questions about accessing and using Wealthscape Investor^SM: Wealthscape Investor
				Questions about account aggregation: Aggregation Services Phone: 484-583-6893 Osaic.com/fs

National Financial Services, LLC® (NFS)

National Financial Services, LLC^® (NFS)